Category Archives: Compliance

Hedge Fund Social Media – Compliance and Investigative Due Diligence Considerations

Hedge funds are increasingly focused on establishing their presence on the Internet and via social media. This is in stark contrast to several years ago, when many hedge funds did not maintain a website at all, or only very limited … Continue reading

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AIFMD’s Annex IV – Are Hedge Fund and Private Equity Fund’s Prepared?

Investors may have heard rumblings lately in the hedge fund and private equity communities about something called Annex IV. If you a US based investor you may not even have come across the term yet or know why it is … Continue reading

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Insider Trading’s First Family – Another Rajaratnam Charged With Insider Trading

It may seem to some investors that the US government has something out for the Rajaratnam family. First Raj Rajaratnam, who founded the hedge fund Galleon Group, is serving an 11 year sentence following a conviction in May 2011 for … Continue reading

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