Category Archives: Endowment

Much Ado About Nothing – The SEC’s Missed Opportunity on the Advertising Ban Lift

The SEC recently adopted a rule that overturned an 80 year ban that will now allow hedge funds to advertise publicly, well kind of, for the first time. The rule, which passed by a 4-1 vote, came about because of … Continue reading

Posted in Endowment, Foundation, Fraud, JOBS Act, Operational Risk, Operational due diligence, SEC | Tagged , , , , | Comments Off

Corgentum’s Top Five Tweets of the Week of August 6th, 2012

These are Corgentum Consulting’s top five tweets for the week of August 6th, 2012. 1) Inside trader Roomy Khan testifies in Doug #Whitman #hedgefund expert network trial – #Galleon continues… ow.ly/cOWOL 2) #Knight Gets $400 Million Infusion in Sale of … Continue reading

Posted in Corgentum Consulting, Endowment, Family Office, Fraud, Fund of Hedge Funds, Operational Risk, Operational due diligence, Pension, Ponzi, Regulation, SEC, Singapore, Twitter, insider trading, private equity | Tagged , , , , , , , , , , , , , | Comments Off

Insider-Trading Continues to Plague Japan

Nomura Holdings CEO, Kenichi Watanabe resigns following the Nomura insider-trading scandal, and he will be replaced by longtime employee Koji Nagai.  His resignation came just after COO, Takumi Shibata, resigned due to leaks of insider information to clients on the … Continue reading

Posted in Corgentum Consulting, Endowment, FSA, Family Office, Foundation, Fraud, Fund of Hedge Funds, Japan, Nomura, Operational Risk, Operational due diligence, Ponzi, Regulation, Reputational Risk, hedge funds, insider trading | Tagged , , , , , , , , , , , , , , , , | Comments Off