Category Archives: Regulation

Silicon Valley Hedge Fund Fraud – Asquena Albert Hu’s Sentenced to 12 years in Prison

Things seemed to be going well for Silicon Valley hedge fund manager Albert Hu for quite some time. Beginning around 2001 his at least half a dozen hedge funds were supposedly performing well and successfully raising capital from investors. Things … Continue reading

Posted in Fraud, Legal and Compliance, Operational Risk, Operational due diligence, Ponzi, Regulation, hedge funds | Tagged , , , , , | Comments Off

Corgentum’s Top Five Tweets of the Week of August 6th, 2012

These are Corgentum Consulting’s top five tweets for the week of August 6th, 2012. 1) Inside trader Roomy Khan testifies in Doug #Whitman #hedgefund expert network trial – #Galleon continues… ow.ly/cOWOL 2) #Knight Gets $400 Million Infusion in Sale of … Continue reading

Posted in Corgentum Consulting, Endowment, Family Office, Fraud, Fund of Hedge Funds, Operational Risk, Operational due diligence, Pension, Ponzi, Regulation, SEC, Singapore, Twitter, insider trading, private equity | Tagged , , , , , , , , , , , , , | Comments Off

Insider-Trading Continues to Plague Japan

Nomura Holdings CEO, Kenichi Watanabe resigns following the Nomura insider-trading scandal, and he will be replaced by longtime employee Koji Nagai.  His resignation came just after COO, Takumi Shibata, resigned due to leaks of insider information to clients on the … Continue reading

Posted in Corgentum Consulting, Endowment, FSA, Family Office, Foundation, Fraud, Fund of Hedge Funds, Japan, Nomura, Operational Risk, Operational due diligence, Ponzi, Regulation, Reputational Risk, hedge funds, insider trading | Tagged , , , , , , , , , , , , , , , , | Comments Off