Tag Archives: compliance

Hedge Fund Social Media – Compliance and Investigative Due Diligence Considerations

Hedge funds are increasingly focused on establishing their presence on the Internet and via social media. This is in stark contrast to several years ago, when many hedge funds did not maintain a website at all, or only very limited … Continue reading

Posted in Compliance, Operational Risk, Operational due diligence, Reputational Risk, Twitter | Tagged , , , , | Comments Off

AIFMD’s Annex IV – Are Hedge Fund and Private Equity Fund’s Prepared?

Investors may have heard rumblings lately in the hedge fund and private equity communities about something called Annex IV. If you a US based investor you may not even have come across the term yet or know why it is … Continue reading

Posted in AIFMD, Compliance, Europe, FCA | Tagged , , , | Comments Off

SEC Focuses on Hedge Funds JOBS Act Evasion

The SEC has issued a report which outlines concerns related to implementation of the new requirements of the JOBS Act. This may surprise some people because in large part most of the media attention focused around the JOBS Act has … Continue reading

Posted in Compliance, JOBS Act, SEC | Tagged , , , | Comments Off